Jennifer is an equity owner of the management company and serves on the XML Executive, Leadership, and Operations Committees. A focus of hers is addressing the risk of fraud against firms and clients and the complex needs of serving senior investors. She initiated the firm’s AARP BankSafe training adoption and leads the firm’s Serving Seniors Committee. She started working in the financial services industry over 20 years ago. She participates in industry events and engages with fellow firms, industry professionals, and regulators. She has frequently spoken at FINRA and NSCP events and also hosts frequent educational client-focused webinars.
In 2012, Jennifer completed the FINRA Certified Regulatory and Compliance Professional (CRCP) Program. At the time, the program was delivered through the Wharton School at the University of Pennsylvania. From 2019 through 2023, she served on FINRA’s Small Firm Advisory Committee (SFAC), serving as the chair in 2020. In 2024, she was elected by the small firm broker-dealer membership to serve on the FINRA Board of Governors.
In 2012, Jennifer completed the FINRA Certified Regulatory and Compliance Professional (CRCP) Program. At the time, the program was delivered through the Wharton School at the University of Pennsylvania. From 2019 through 2023, she served on FINRA’s Small Firm Advisory Committee (SFAC), serving as the chair in 2020. In 2024, she was elected by the small firm broker-dealer membership to serve on the FINRA Board of Governors.
