Cross

Start typing and press ENTER

Client Relationship Summary (Form CRS)

The Form CRS is a standardized way for investors to review and compare information about investment advisor firms and broker-dealers. It includes information about: the types of services offered; the fees, costs, conflicts of interest, and required standard of conduct associated with those services; reportable legal or disciplinary history; and how to get more information about the firm. Form CRS also includes investor questions to help begin a discussion with an investment professional about the relationship. The Form CRS for the investment advisor, XML Financial Group, and its affiliated broker-dealer, XML Securities, are combined into one PDF.

 
If you would prefer to receive a document in paper format, with larger text, or if you would like assistance reviewing a document verbally, please contact us. 

Download the XML Mobile App

With the XML app, you can stay connected to your full financial picture and find our latest podcasts, webinars, blog posts, and other resources.

cta-phone
Company
Who We Serve
Locations

Investment advisory services offered through XML Financial Group.

Securities offered through the affiliated broker-dealer XML Securities, LLC, member FINRA / SIPC.

Check the background of firms and professionals at IAPD and FINRA’s BrokerCheck and firm disclosures.

Refer to Terms of Use for important information and notices before proceeding on this site.

© 2024. All Rights Reserved.