Are you currently working for a bank or wire house and thinking about going independent?
Are you thinking about either joining another independent firm or starting an independent firm?
Whatever your current background is in an investment advisory capacity, XML can help you think about, address and execute on the decision to go independent.
Independence was something that was very important to the partners of XML when they made the decision 7 years ago to leave a major wire house.
From a consulting perspective, XML can help you in a number of ways such as:
- How to set up the business
- Help develop projections
- Identify start up costs and contacts with whom to use
- Brainstorm all facets of marketing
- Provide ideas on guiding communications to clients and employer
- Discuss custodians, operations and business models
We’ve named a few considerations; every situation is unique and deserves a thorough consultation. We’ve consulted individuals and teams on gaining independence and have many success stories.